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Top FINRA Certification Exams List

Exam Code
Series-10-General Securities Sales Supervisor
Exam Code
Series-14-Compliance Officer
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Series-16-Supervisory Analysts
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Series-22-Direct Participation Programs Limited Representative
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Series-23-General Securities Principal
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Series-24-General Securities Principal
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Series-26-Investment Company Products/Variable Contracts Limited Principal
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Series-27-Financial and Operations Principal
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Series-28-Introducing Broker/Dealer Financial and Operations Principal
Exam Code
Series-3-National Commodities Futures
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Series-30-NFA Branch Manager
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Series-31-Futures Managed Funds
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Series-32-Limited Futures
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Series-34-Retail Off-Exchange Forex
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Series-39-Direct Participation Programs Limited Principal
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Series-4-Registered Options Principal
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Series-50-Municipal Advisor Representative
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Series-51-Municipal Fund Securities Limited Principal
Exam Code
Series-52-Municipal Securities Representative
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Series-53-Municipal Securities Principal
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Series-54-Municipal Advisor Principal
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Series-57-Securities Trader Representative
Exam Code
Series-6-Investment Company and Variable Contracts Products Representative
Exam Code
Series-63-Uniform Securities Agent State Law
Exam Code
Series-65-Uniform Investment Adviser Law
Exam Code
Series-66-Uniform Combined State Law
Exam Code
Series-7-General Securities Representative
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Series-79-Investment Banking Representative
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Series-82-Private Securities Offerings Representative
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Series-86-Research Analyst
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Series-87-Research Analyst
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Series-9-General Securities Sales Supervisor
Exam Code
Series-99-Operations Professional Exam
Exam Code
SIE-Securities Industry Essentials (SIE)
Guaranteed Transaction Security
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  • Complete FINRA Exam Syllabus Coverage: Here is the list of our FINRA questions pdf; you can see that we have every topic in our database covered.
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